Compliance for Decision-Makers in Finance

18 March

| EUR850

Overview

This full-day course provides participants with a deep dive into the critical aspects of compliance in today’s complex financial landscape focusing on Anti-Money Laundering (AML), Know Your Customer (KYC), Financial Sanctions, GDPR, and much more. Through interactive discussions and real-world examples, participants will learn the latest best practices, regulatory frameworks, and strategies to build robust compliance systems. Designed for professionals operating in today’s complex regulatory environment, this program equips attendees with the skills to navigate challenges and enhance organizational resilience.

Program Objectives

1. Understand the fundamentals of compliance and its role in preventing financial crimes like AML and KYC violations and sanctions.
2. Apply key regulations in market integrity, GDPR, and MiFID II/MiFIR compliance with a focus on international and EU frameworks.
3. Navigate ethical challenges, including conflicts of interest, banking secrecy, and anti-bribery measures.
4. Develop effective compliance policies, risk assessments, and audit management strategies.
5. Build a proactive, ethical compliance culture aligned with ESG, governance, and tax transparency standards.
6. Explore advanced tools and technologies, including AI, virtual assets, and compliance software.

Who should attend

This course is ideal for compliance officers, managers, analysts in the banking and finance industry, and risk management and audit professionals seeking a deeper understanding of compliance. It is also designed for legal advisors working on financial regulations and compliance matters, financial professionals responsible for AML, sanctions, or regulatory reporting, and executives striving to integrate compliance into their strategic goals.

Faculty

Dr. Oguzhan Akin brings over 14 years of experience across five countries. He is currently a Senior Compliance Officer at China Construction Bank in Luxembourg, overseeing compliance for the bank and its EU branches. Holding a Ph.D. in Finance and being a published academic, Dr. Akin specializes in AML, risk management, and compliance with other key regulations. He has lectures at universities on compliance, economics, risk management, and finance. Dr. Akin is a member of the Transparency International Expert Network, ALCO, ABBL while serving as the ambassador for the CISI in Luxembourg.

How to finance your training

  • Financial support from the State 

Luxembourg School of Business is accredited by the Luxembourg Ministry of Higher Education and Research and recognized as a continuing education organization. As a result, your company can benefit from financial aid from the Luxembourgish state for the training of its employees.

For more information, please follow this link https://bit.ly/3hacjIg

  • Tax Deductibility for individual

Any taxpayer with net income from a salaried occupation may deduct the cost of professional development as business expenses (frais d’obtention) from his taxable income from the salaried occupation. Further training expenses which are related to the taxpayer’s current activity fall within the scope of the acquisition costs of article 105 of the ITA and are therefore deductible from taxable income.

For more information, please follow this link https://bit.ly/3vcoLz5

Certificate

Upon completion of the course, you will receive a certificate to add to your CV and LinkedIn profile.

Practical information

This course will be held at our NEW campus in Gasperich/Cloche d’Or. 
By Car: Free parking is available at Park&Ride Stade de Luxembourg, 420, route d’Esch (8 minutes walk to LSB)

By Bus: The “Schaarfen Eck” bus stop is just a 2-minute walk from the school.

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